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SEBI Registered Individual Adviser – SEBI RIA

Noting the problems of financial distribution, SEBI has cautioned investor to deal with only SEBI Registered Individual Adviser practitioners. This is as follows: image2

Want To know Who is a SEBI Registered Individual Adviser?

Our SEBI RIA Credentials

SEBI on 29 Nov 2018 issued the DOs & DONTs for Investors while dealing with SEBI Registered Individual Adviser or SEBI RIAs. (Link)

Also, various media articles and websites have appealed to investor to avail services of a SEBI Registered Individual Adviser. They have appealed investors to check the credentials of the RIAs and then proceed with investments.

Article by Financial Express June 3, 2019 – Why SEBI Wants You to Engage with a Fee Based Advisor Link

Name of Publication Link
SEBI Website

http://www.sebi.gov.in/sebiweb/home/detail/32004/new/PR-SEBI-cautions-public-to-deal-with-only-SEBI-registered-investment-advisers-and-research-analysts

 

Times of India

http://timesofindia.indiatimes.com/city/delhi/Sebi-cautions-public-against-unregistered-investment-advisors/articleshow/52673857.cms

 

Business Line

http://www.thehindubusinessline.com/markets/sebi-warns-public-against-unregistered-investment-advisers-research-analysts/article7684583.ece

 

Business Standard

http://www.business-standard.com/article/pti-stories/sebi-cautions-public-against-unregistered-investment-advisors-116060900804_1.html

 

Business Today

http://www.businesstoday.in/markets/stocks/sebi-cautions-public-against-unregistered-investment-advisors/story/233583.html

 

Money Life

http://www.moneylife.in/article/sebi-cautions-public-to-deal-with-only-sebi-registered-investment-advisers-and-research-analysts/47174.html

 

Cafemutual

http://cafemutual.com/news/industry/5712-sebi-cautions-public-to-deal-only-with-rias

 

Money Control

http://www.moneycontrol.com/news/market-news/sebi-cautions-public-against-unregistered-investment-advisors_6840041.html

 

 

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WealthWisher Financial Advisors (Also referred as The wealthwisher.com or TW2) is an Advice platform, where we help an individual, managing personal finance in easy and smart manner & taking informed decision . The person managing WealthWisher Financial Advisors Mr. Madhupam Krishna is a SEBI registered Advisor. Post advise, one can execute transactions with your banker, stock broker or agent/ financial intermediary. We also offer transaction services through various associations, at a substantially lesser cost to our clients, as compared to other financial intermediaries, so that you start your financial plan with savings. WealthWisher Financial Advisors may earn commission or distributor incentives for providing transaction services or referring customers with third party service providers as per customer’s agreement. Our recommendations rely on historical data. Historical/ past performance is not a guarantee of future returns. The information and views presented here are prepared by WealthWisher Financial Advisors. The information contained herein is based on our analysis and upon sources that we consider reliable. We, however, do not vouch for the accuracy or the completeness thereof. This material is for personal information and we are not responsible for any loss incurred based upon it. This document is solely for the personal information of the recipient. The products discussed or recommended here may not be suitable for all investors. Investors must make their own informed decisions based on their specific objectives and financial position and using such independent advice, as they believe necessary. While acting upon any information or analysis mentioned here, customers may please note that neither WealthWisher Financial Advisors nor any person connected with any third party companies or service providers of WealthWisher Financial Advisors, accepts any liability arising from the use of this information and views mentioned here. Each recipient of this document should make such investigations as they deem necessary to arrive at an independent evaluation of an investment in the securities of the companies referred to in this document (including the merits and risks involved), and should consult their own advisors to determine the merits and risks of such an action. Stocks in the equity portfolios are filtered at various levels. Initially, the stocks are filtered on the basis of the size of the company and the sector of the company. The company's fundamental parameters are tested using various parameters related to inventory days, employee cost, power cost, taxation etc. Finally, the volatility in the price performance as well as the future growth prospect is viewed and accordingly the stocks are classified in various portfolios. While building Mutual funds portfolio, factors like size of the funds, the historical performances (return) of the schemes, expenses ratio ,the sector in which the scheme invests and volatility are considered.
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